Frequently Asked Questions
Guidance on using the database and understanding its scope and methodology.
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We decided to include non-executed instances to document the fact that the threat of the use of a TRIPS flexibility can provoke a response by the patent holder. For example, patent-holding companies have offered price discounts, drug donations, and voluntary licences in response to the initiation of a compulsory licence.
We can never be 100% certain that there was no patent. But the main reason was to document the fact that authorities resorted to TRIPS flexibilities without verifying whether they were in fact needed in order to not delay the procurement of medicines. This happened in emergency situations or in the procurement of ARVs at a time when it was important to provide legal certainty to medicines providers and not-for-profit procurement agencies.
We verified where possible whether there were relevant patents related to the products that were subject to the TRIPS flexibility measure. We mostly used the MedsPaL database. In some cases, the documentation provided by the authority gave information about the patent in question.
It was not always possible to verify whether patents were filed or granted, in particular when the TRIPS flexibilities were invoked for unidentified groups of products. Those cases are listed as 'unknown'.
We decided to include the patent information for LDCs to show the extent of medicines patenting in those countries. Many LDCs are members of regional patent offices such as OAPI and ARIPO. These regional patent offices provide an easy route for patent applicants to obtain patents in groups of countries, including LDCs.
No, one cannot conclude from the database that parallel import is not used. Countries may use parallel import in direct procurement by purchasing the originator product from a source abroad where the product is offered at a lower price, and do this without any publicity, as there is no need for any public declaration or decision to do so. For example, within the European Union parallel trade in medicines is very common. We did not attempt to capture those.
The database references several different TRIPS flexibilities by the article in the relevant legal agreement. These are explained briefly below; links are to the WTO Analytical Index, a guide on the application of each flexibility:
- Art 30: Exceptions to patent rights granted by governments.
- Art 31: Compulsory licensing, or legal use of a patent without permission of the patent holder, including public non-commercial use.
- Art 31bis: Compulsory licensing primarily for export to a country where there is insufficient capacity to manufacture a needed product. This was previously referred to as the "Paragraph 6 system," for its mention in the Doha Declaration on TRIPS and Public Health.
- Par7: Provisions specifically for Least Developed Country members, who are not required to grant or enforce patent rights on pharmaceutical products nor provide clinical test data protection until 1 January 2033. This transition date may be further extended upon request by countries.
- Parallel import: Where a product is first launched in one country and then imported to a different country without the permission of the patent-holder. The patent rights are considered to be 'exhausted' after its marketing in the first country, so that it can be resold in the second country.
To learn more about which TRIPS flexibility might be appropriate in a given context, see this flowchart.
TRIPS contains many flexibilities; it was beyond the scope of the database to include instances of them all. However, we welcome suggestions and information about instances we may have missed or types of instances we should include as the database is updated. Please write to us at info@medicineslawandpolicy.net.